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Theorem 2.1
Theorem 2.1. For, let be of the form (1.1) and,, are given by (2.2). Then the Schwarzian derivative satisfies the inequality <span…
Theorem 2.1. For $-1 \le B < A \le 1$ , let $f \in C(A, B)$ be of the form (1.1) and $E_1$ , $E_2$ , $E_3$ are given by (2.2). Then the Schwarzian derivative $S_f(z)$ satisfies the inequality
<span id="page-3-2"></span>
$$(2.3) |S_f(z)| \le \frac{(A-B)(2-|A+B|(1-|z|^2))}{(1-|z|^2)(2-|A+B|(1-|z|^2)-2B^2|z|^2)}, z \in \mathbb{D}$$
for $(A, B) \in E_1 \cup E_2$ and
<span id="page-3-3"></span>
$$(2.4) |S_f(z)| \le \begin{cases} \frac{(A-B)(2-|A+B|(1-|z|^2))}{(1-|z|^2)(2-|A+B|(1-|z|^2)-2B^2|z|^2))} & \text{if } z \in S \cap \mathbb{D}, \\ \frac{|A^2-B^2|}{2(1-|B||z|)^2} & \text{if } z \in S^c \cap \mathbb{D} \end{cases}$$
for (A, B) <sup>∈</sup> <sup>E</sup>3, where <sup>S</sup> <sup>=</sup> {<sup>z</sup> <sup>∈</sup> <sup>C</sup> : <sup>|</sup>z<sup>|</sup> < δ<sup>1</sup> or, <sup>|</sup>z<sup>|</sup> > δ2} with
$$\delta_1 = \frac{|B| - \sqrt{B^2 - |A + B|(2 - |A + B|)}}{|A + B|}$$
and
$$\delta_2 = \frac{|B| + \sqrt{B^2 - |A + B|(2 - |A + B|)}}{|A + B|}.$$
Proof. For −1 ≤ B < A ≤ 1, let f ∈ C(A, B) be of the form [\(1.1\)](#page-1-1). Then we have
$$1 + \frac{zf''(z)}{f'(z)} \prec \frac{1 + Az}{1 + Bz}.$$
Thus, there exists an analytic function <sup>ω</sup> : <sup>D</sup> <sup>→</sup> <sup>D</sup> with <sup>ω</sup>(0) = 0 such that
$$1 + \frac{zf''(z)}{f'(z)} = \frac{1 + A\omega(z)}{1 + B\omega(z)}.$$
A simple computation gives
$$\frac{f''(z)}{f'(z)} = \frac{(A-B)\omega(z)}{z(1+B\omega(z))},$$
and consequently,
<span id="page-4-0"></span>(2.5)
$$S_{f}(z) = \left[\frac{f''(z)}{f'(z)}\right]' - \frac{1}{2} \left[\frac{f''(z)}{f'(z)}\right]^{2}$$
$$= (A - B) \left[\frac{\omega'(z)}{z(1 + B\omega(z))^{2}} - \frac{2\omega(z) + (A + B)\omega^{2}(z)}{2z^{2}(1 + B\omega(z))^{2}}\right].$$
Let us consider the transformation ζ(z) = ω ′ (z) − ω(z) z . By Dieudonné's lemma, the function ζ varies over the closed disk
$$|\zeta(z)| \le \frac{|z|^2 - |\omega(z)|^2}{|z|(1 - |z|^2)},$$
for fixed |z| < 1 and z 6= 0. Using the transformation of ζ in [\(2.5\)](#page-4-0), we obtain
$$S_f(z) = (A - B) \left[ -\frac{(A + B)\omega^2(z)}{2z^2(1 + B\omega(z))^2} + \frac{\zeta(z)}{z(1 + B\omega(z))^2} \right].$$
Thus,
$$|S_f(z)| \le (A - B) \left[ \frac{|A + B||\omega(z)|^2}{2|z|^2|1 + B\omega(z)|^2} + \frac{|\zeta(z)|}{|z||1 + B\omega(z)|^2} \right]$$
$$\le (A - B) \left[ \frac{|A + B||\omega(z)|^2}{2|z|^2(1 - |B||\omega(z)|)^2} + \frac{|z|^2 - |\omega^2(z)|}{|z|^2(1 - |z|^2)(1 - |B||\omega(z)|)^2} \right].$$
For 0 ≤ s := |ω(z)| ≤ |z| < 1, we have
<span id="page-4-1"></span>
$$(2.6) |S_f(z)| \le (A-B) \left[ \frac{|A+B|s^2}{2|z|^2 (1-|B|s)^2} + \frac{|z|^2 - s^2}{|z|^2 (1-|z|^2) (1-|B|s)^2} \right]$$
$$= (A-B) \frac{2|z|^2 - s^2 (2-|A+B|(1-|z|^2))}{2|z|^2 (1-|z|^2) (1-|B|s)^2}$$
$$= (A-B)g(s),$$
where
<span id="page-5-0"></span>(2.7)
$$g(s) = \frac{2|z|^2 - s^2(2 - |A + B|(1 - |z|^2))}{2|z|^2(1 - |z|^2)(1 - |B|s)^2}, \quad 0 \le s \le |z| < 1.$$
Now, we wish to find the maximum value of g(s) over the closed interval [0, |z|]. To do this, we first find the critical points of g(s) in (0, |z|). A simple computation gives
<span id="page-5-3"></span>
$$g'(s) = \frac{2|B||z|^2 - s(2 - |A + B|(1 - |z|^2))}{|z|^2(1 - |z|^2)(1 - |B|s)^3},$$
and so g'(s) = 0 yields
(2.8)
$$s = \frac{2|B||z|^2}{2 - |A + B|(1 - |z|^2)} =: s_0(|z|).$$
Now, we have to check for what values of A and B, the point $s = s_0(|z|)$ lies in (0, |z|). We first note that the inequality
(2.9)
$$s_0(|z|) = \frac{2|B||z|^2}{2 - |A + B|(1 - |z|^2)} < |z|,$$
holds true if and only if k(|z|) > 0, where
(2.10)
$$k(|z|) = 2 - |A + B| - 2|B||z| + |A + B||z|^{2}.$$
We also note that k(0) = 2 - |A + B| > 0 and the discriminant of k(|z|) is given by
<span id="page-5-4"></span>
$$\Delta = 4((|A+B|-1)^2 + B^2 - 1).$$
Let $(A, B) \in E_1$ . If B = 0 then g'(s) < 0 in (0, |z|) and so, g(s) is a decreasing function in (0, |z|). Thus, the maximum of g(s) attains at s = 0. Thus, for B = 0, the desired result (2.3) follows from (2.6) and (2.7). If $B \neq 0$ then $s_0(|z|) > 0$ and $\Delta < 0$ . Hence, in this case k(|z|) has no real zero and so k(|z|) > 0. Consequently, $s_0(|z|)$ lies in (0, |z|).
Let $(A, B) \in E_2$ . Then clearly $B \neq 0$ , $s_0(|z|) > 0$ and $\Delta \geq 0$ . If A + B = 0, then clearly k(|z|) > 0 and consequently, $s_0(|z|)$ lies in (0, |z|). If $A + B \neq 0$ then the zeros of k(|z|) in the real line are given by
<span id="page-5-1"></span>(2.11)
$$\delta_1 = \frac{|B| - \sqrt{B^2 - |A + B|(2 - |A + B|)}}{|A + B|}$$
and
(2.12)
$$\delta_2 = \frac{|B| + \sqrt{B^2 - |A + B|(2 - |A + B|)}}{|A + B|}.$$
For $(A,B) \in E_2$ with $A+B \neq 0$ , we have $|B|/|A+B| \geq 1$ and so $\delta_2 \notin (0,1)$ . Further, k(0) > 0 and k(1) = 2(1-|B|) > 0 for $B \neq -1$ . Therefore if $B \neq -1$ then k(|z|) has either two zeros or no zero in (0,1). Consequently, for $B \neq -1$ , k(|z|) has no zero in (0,1) and so, $s_0(|z|)$ lies in (0,|z|). Again, if B = -1 then $\delta_1 = 1 \notin (0,1)$ and
<span id="page-5-2"></span>
$$\delta_2 = \frac{2}{|A-1|} - 1 \ge 1.$$
Hence, for B = -1, k(|z|) has no zero in (0,1) and so, $s_0(|z|)$ lies in (0,|z|).
Therefore, $s_0(|z|)$ lies in (0,|z|) if $(A,B) \in E_1 \cup E_2 \setminus \{(A,0)\}$ . Since the numerator of g'(s) is a linear function of s, and $g'(0) = 2|B|/(1-|z|^2) > 0$ , $g'(s_0(|z|)) = 0$ , it follows that g'(|z|) < 0. Hence the function g(s) is increasing in $(0, s_0(|z|))$ and decreasing in $(s_0(|z|), |z|)$ and consequently, the maximum of g(s) attains at $s_0(|z|)$ . Thus the desired result (2.3) follows from (2.6) and (2.7).
Let $(A, B) \in E_3$ . Again, if B = -1 then k(|z|) have two zeros $\delta_1 = \frac{2}{|A-1|} - 1 \in (0, 1)$ and $\delta_2 = 1 \notin (0, 1)$ . If $B \neq -1$ then the function k(|z|) have two zeros $\delta_1$ and $\delta_2$ in (0, 1) which are given by (2.11) and (2.12), respectively. In any case, by Rolle's theorem, the function k'(|z|) has exactly one zero, say $\alpha$ , in $(\delta_1, \delta_2)$ . Since, k'(0) = -2|B| < 0 and k'(1) = 2(|A+B|-|B|) > 0, the function k(|z|) is strictly decreasing in $(0, \alpha)$ and strictly increasing in $(\alpha, 1)$ . Thus, we conclude that k(|z|) > 0 if $z \in S \cap \mathbb{D}$ , where $S = \{z \in \mathbb{C} : |z| < \delta_1$ or, $|z| > \delta_2\}$ ; and k(|z|) < 0 if $\delta_1 < |z| < \delta_2$ . Therefore, $s_0(|z|)$ lies in (0, |z|) if $z \in S \cap \mathbb{D}$ , and $s_0(|z|)$ does not lie in (0, |z|) if $z \in S^c \cap \mathbb{D}$ .
Therefore, for $z \in S \cap \mathbb{D}$ , following the same argument as before, the function g(s) is increasing in $(0, s_0(|z|))$ and decreasing in $(s_0(|z|), |z|)$ and consequently, the maximum of g(s) attains at $s_0(|z|)$ . Thus the desired result (2.4) follows from (2.6) and (2.7). Again, for $z \in S^c \cap \mathbb{D}$ , from (2.7), we have
$$g(|z|) = \frac{|A+B|}{2(1-|B||z|)^2} = \frac{|A+B|(1-|z|^2)}{2(1-|B||z|)^2}g(0) \ge g(0)$$
as $k(|z|) \leq 0$ for $z \in S^c \cap \mathbb{D}$ . Thus, the desired result (2.4) follows immediately. This completes the proof.
Before we proceed further, let us discuss the sharpness of the estimate of $|S_f(z)|$ obtained in Theorem 2.1.
Let $(A, B) \in E_3$ . We consider the function $K_{A,B}(z) \in \mathcal{C}(A, B)$ defined by (1.2). The Schwarzian derivative of $K_{A,B}$ is given by
$$S_{K_{A,B}}(z) = -\frac{A^2 - B^2}{2(1 + Bz)^2}.$$
For B > 0 and any $z_0 \in S^c \cap \mathbb{D}$ with $-1 < z_0 \le 0$ , we have $|S_{K_{A,B}}(z_0)| = |A^2 - B^2|/2(1 - |B||z_0|)^2$ . Again, for B < 0 and any $z_0 \in S^c \cap \mathbb{D}$ with $0 \le z_0 < 1$ , we have $|S_{K_{A,B}}(z_0)| = |A^2 - B^2|/2(1 - |B||z_0|)^2$ . This shows that the second inequality in (2.4) is sharp in such cases.
Next, suppose that A, B and $z_0$ satisfy either of the following two conditions:
- (C1) $(A, B) \in E_1 \cup E_2 \text{ and } -1 < z_0 < 1,$
- (C2) $(A, B) \in E_3 \text{ and } -1 < z_0 < 1 \text{ with } z_0 \in S \cap \mathbb{D}.$
Depending on A and B, we choose a pair of unimodular real numbers (p,q) as follows:
<span id="page-7-1"></span>(2.13)
$$\begin{cases} (p,q) = (1,1) & \text{when } A+B \leq 0, \\ (p,q) = (-1,1) & \text{when } A+B > 0, B \geq 0, \\ (p,q) = (-1,-1) & \text{when } A+B > 0, B < 0. \end{cases}$$
For given A, B and $z_0$ satisfying (C1) or (C2), we choose (p, q) as above and consider the function $f_{z_0,p,q}$ defined by
(2.14)
$$1 + \frac{zf_{z_0,p,q}''(z)}{f_{z_0,p,q}'(z)} = \frac{1 + A\phi(z)}{1 + B\phi(z)},$$
where
<span id="page-7-2"></span>
$$\phi(z) = \frac{pz(z-b)}{1-bz},$$
and b is a solution of the equation
(2.15)
$$\frac{z_0(z_0 - b)}{1 - bz_0} = qs_0(|z_0|) = \frac{2q|B|z_0^2}{2 - |A + B|(1 - z_0^2)},$$
$$\ni.e., b = \frac{z_0(2 - 2q|B| - |A + B|(1 - z_0^2))}{2 - 2q|B|z_0^2 - |A + B|(1 - z_0^2)}.$$
<span id="page-7-0"></span>We know that whenever A, B and $z_0$ satisfy (C1) or (C2), the point $s_0(|z_0|)$ lies in $[0, |z_0|)$ , where $s_0(|z|)$ is given by (2.8). This ensures that $b \in (-1, 1)$ and $\phi$ is a Blaschke product of degree 2 with $\phi(0) = 0$ . Hence, the function $f_{z_0,p,q}$ belong to the class $\mathcal{C}(A, B)$ . For the function $f_{z_0,p,q}$ , the Schwarzian derivative is given by
$$S_{f_{z_0,p,q}}(z) = \left[\frac{f_{z_0,p,q}''(z)}{f_{z_0,p,q}'(z)}\right]' - \frac{1}{2} \left[\frac{f_{z_0,p,q}''(z)}{f_{z_0,p,q}'(z)}\right]^2$$
$$= (A - B) \left[ -\frac{(A+B)\phi^2(z)}{2z^2(1+B\phi(z))^2} + \frac{\phi'(z) - \frac{\phi(z)}{z}}{z(1+B\phi(z))^2} \right]$$
$$= (A - B) \frac{-(A+B)(z-b)^2 + 2p(1-b^2)}{2(1-bz+Bpz(z-b))^2}.$$
Substituting the value of b, given in (2.15), and then evaluating the Schwarzian derivative $S_{f_{z_0,p,q}}(z)$ at $z_0$ , we obtain
$$S_{f_{z_0,p,q}}(z_0) = -(A-B)\frac{2q^2|B|^2z_0^2(2p+(A+B)(1-z_0^2)) - p(2-|A+B|(1-z_0^2))^2}{(1-z_0^2)(2-|A+B|(1-z_0^2) + 2pqB|B|z_0^2)^2}.$$
Therefore, for any pair of (p,q), given in (2.13), we have
<span id="page-7-3"></span>
$$(2.16) |S_{f_{z_0,p,q}}(z_0)| = \frac{(A-B)(2-|A+B|(1-|z_0|^2))}{(1-|z_0|^2)(2-|A+B|(1-|z_0|^2)-2B^2|z_0|^2)}.$$
This shows that the inequality (2.3) and the first inequality in (2.4) are sharp for real z.
The above discussion shows that the estimate of the Schwarzian derivative $|S_f(z)|$ obtained in Theorem 2.1 is sharp for certain real values of z. This also helps us to
obtain the sharp estimate of the Schwarzian norm $||S_f(z)||$ for functions in C(A, B) which is given below.