Abstract
At the end of 1960's, Lawrence Zalcman posed a conjecture that the coefficients of univalent functions $f(z) = z + \sum\limits_2^\infty a_n z^n$ on the unit disk satisfy the sharp inequality $|a_n^2 - a_{2n-1}| \le (n-1)^2$, with equality only for the Koebe function. This remarkable conjecture implies the Bieberbach conjecture, investigated by many mathematicians, and still remains a very difficult open problem for all n > 3; it was proved only in certain special cases.
We provide a proof of Z
Results & Lemmas (20)
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Theorem 2.1 · coeff
Theorem 2.1. For each functional of the form (2.1) with and for all, we have the sharp estimate If in (2.1) the additional polynomial, then…
Theorem 2.1. For each functional $J_n$ of the form (2.1) with $n \geq 3$ and for all $f \in S$ , we have the sharp estimate
$$|J_n(f)| < \max\{|J_n(\kappa_\theta)|, |J_n(\kappa_{2\theta})|\}. \tag{2.3}$$
If in (2.1) the additional polynomial $P \equiv 0$ , then the equality in (2.3) occurs only for the Koebe function $\kappa_{\theta}$ .
In the case p=2, $P\equiv 0$ , this implies the proof of Zalcman's conjecture and, as a consequence, an alternate proof of the Bieberbach conjecture.
2.2. It suffices to find the bound for $J_n$ on functions $f \in S$ with quasiconformal extensions across the unit circle and close this set in weak topology determined by locally uniform convergence on $\Delta$ .
We show that the assertion of Zalcman's conjecture is naturally described by geometry created by plurisubharmonic metrics on the universal Teichmüller space $\mathbf{T}$ . This space is intrinsically connected with the Schwarzian derivatives $S_F$ of the functions F(z) = 1/f(1/z), $f \in S$ , with quasiconformal extensions to $\widehat{\mathbb{C}}$ . The arguments exploited in the proof work for more general appropriate plurisubharmonic functionals on S and provide also other generalizations of the inequality (1.3) to large n.
The existence of various admissible coefficients $a_2(f)$ with the same Schwarzian $S_{F_f}$ forces us to introduce a fiber space $\mathcal{F}(\mathbf{T})$ over $\mathbf{T}$ and consider the upper envelope
$$\mathcal{J}(S_{F_f}) = \sup_{a_2} |J_n(f)|^{2/p(n-1)},$$
which descends to a plurisubharmonic functional on the base space T. The proof of Theorem 2.1 involves certain deep results of complex metric geometry of the universal Teichmüller space. The underlying idea is to show that the growth of the enveloping functional $\mathcal{J}$ on T is admissible to compare it with the pluricomplex Green function $g_{\mathbf{T}}(\mathbf{0}, S_F)$ of this space, which canonically relates to extremal dilatation of $f_t$ . This allows us to estimate $\mathcal{J}(S_F)$ , using the asymptotic equality (3.15), in which the maximal value of $|b_1| = |S_f(0)|/6$ is attained only by quasiconformal extensions of the functions (1.2) and (1.4).
One of the most essential part in the proof is related to the problem when two conformal subharmonic Finsler metrics with certain curvature properties are equal. This approach was originated in the seminal paper of Ahlfors [Al] and extended in different ways by Heins [He], Royden [Ro2] and Minda [Mi] for the proof of the case of equality of Ahlfors Schwarz lemma. Recently, the author has obtained along these lines a fruitful tool for solving various important problems concerning univalent functions with quasiconformal extensions and general quasiconformal maps (see e.g., [Kr6]).
Proposition 3.1
Proposition 3.1. [Kr4]. The differential Kobayashi metric on the tangent bundle of the universal Teichmüller space is logarithmically…
Proposition 3.1. [Kr4]. The differential Kobayashi metric $\mathcal{K}_{\mathbf{T}}(\psi, v)$ on the tangent bundle $\mathcal{T}(\mathbf{T})$ of the universal Teichmüller space $\mathbf{T}$ is logarithmically plurisubharmonic in $\psi \in \mathbf{T}$ , equals the canonical Finsler structure $F_{\mathbf{T}}(\psi, v)$ on $\mathcal{T}(\mathbf{T})$ generating the Teichmüller metric of $\mathbf{T}$ and has constant holomorphic sectional curvature -4.
The generalized Gaussian curvature $\kappa[\lambda]$ of an upper semicontinuous Finsler metric $ds = \lambda(t)|dt|$ in a domain $\Omega \subset \mathbb{C}$ is defined by
$$\kappa[\lambda](t) = -\frac{\Delta \log \lambda(t)}{\lambda(t)^2},\tag{3.6}$$
where $\Delta$ is the generalized Laplacian defined by
$$\Delta \lambda(t) = 4 \liminf_{r \to 0} \frac{1}{r^2} \left\{ \frac{1}{2\pi} \int_0^{2\pi} \lambda(t + re^{i\theta}) d\theta - \lambda(t) \right\}$$
(3.7)
(provided that $-\infty \leq \lambda(t) < \infty$ ). It is well-known that an upper semicontinuous function u is subharmonic on its domain $D \subset \mathbb{C}$ if and only if $\Delta u(t) \geq 0$ on its domain $D \subset \mathbb{C}$ ; hence, at the points $t_0$ of local maxima of $\lambda$ with $\lambda(t_0) > -\infty$ , we have $\Delta \lambda(t_0) \leq 0$ . Note that for $C^2$ functions, $\Delta$ coincides with the usual Laplacian $4\partial^2/\partial z\partial\overline{z}$ , and its non-negativity immediately follows from the mean value inequality. For arbitrary subharmonic functions, this is obtained by a standard approximation.
The sectional holomorphic curvature of a Finsler metric on a complex Banach manifold X is defined in a similar way as the supremum of the curvatures (3.6) over appropriate collections of holomorphic maps from the disk into X for a given tangent direction in the image.
The holomorphic curvature of the Kobayashi metric $\mathcal{K}_X(x,v)$ of any complete hyperbolic manifold X satisfies $\kappa[\mathcal{K}_X](x,v) \geq -4$ at all points (x,v) of the tangent bundle $\mathcal{T}(X)$ of X, and for the Carathéodory metric $\mathcal{C}_X$ we have $\kappa[\mathcal{C}_X](x,v) \leq -4$ (see e.g., [Di]).
Among the consequences of Proposition 3.1, one obtains the following basic fact.
Proposition 3.2 · coeff
Proposition 3.2. [Kr4] The Teichmüller distance is logarithmically plurisubharmonic in each of its variables. Moreover, the pluricomplex…
Proposition 3.2. [Kr4] The Teichmüller distance $\tau_{\mathbf{T}}(\varphi, \psi)$ is logarithmically plurisubharmonic in each of its variables. Moreover, the pluricomplex Green function of the space $\mathbf{T}$ equals
$$q_{\mathbf{T}}(\varphi, \psi) = \log \tanh \tau_{\mathbf{T}}(\varphi, \psi) = \log k(\varphi, \psi),$$
(3.8)
where $k(\varphi, \psi)$ denotes the extremal dilatation of quasiconformal maps determining the Teichmüller distance between the points $\varphi$ and $\psi$ in $\mathbf{T}$ .
Recall that the pluricomplex Green function $g_D(x, y)$ of a domain D in a complex Banach space X with pole y is defined by
$$g_D(x,y) = \sup u_y(x) \quad (x,y \in D)$$
(3.9)
and following upper regularization
$$v^*(x) = \lim_{x' \to x} \sup v(x').$$
(3.10)
The supremum in (3.9) is taken over all plurisubharmonic functions $u_y(x): D \to [-\infty, 0)$ such that
$$u_y(x) = \log ||x - y||_X + O(1)$$
in a neighborhood of the pole y. Here $\|\cdot\|_X$ denotes the norm on X, and the remainder term O(1) is bounded from above (cf. [Di], [Kl], [Kr4]). The Green function $g_D(x,y)$ is a maximal plurisubharmonic function on $D \setminus \{y\}$ (unless it is not identically $-\infty$ ).
The proofs of Propositions 3.1 and 3.2 given in [Kr4] involve the technique of Grunsky coefficient inequalities.
Note that, by the Royden-Gardiner theorem, for any two points $\psi_1, \psi_2 \in \mathbf{T}$ , we have the equality
$$\tau_{\mathbf{T}}(\psi_1, \psi_2) = \inf\{d_{\Delta}(0, t) : h \in \text{Hol}(\Delta, \mathbf{T}), h(0) = \psi_1, h(t) = \psi_2\},$$
(3.11)
where $\operatorname{Hol}(X,Y)$ denotes the set of holomorphic maps $X \to Y$ . The first equality in (3.8) is a special case of the general equality
$$g_D(x,y) = \log \tanh d_D(x,y),$$
which holds for Banach domains whose Kobayashi metric $d_D$ is logarithmically plurisubharmonic.
3.3. Key results on dilatations of quasiconformal extensions. The following proposition concerns the dynamical properties of quasiconformal extensions of univalent functions and provide the best bounds for their dilatations.
Similar to (2.2), we associate the corresponding holomorphic isotopies with the functions $F \in \Sigma$ by
$$F_t(z) = tF\left(\frac{z}{t}\right) = z + b_0 t + b_1 t^2 z^{-1} + b_2 t^3 z^{-2} + \dots \quad (F_0(z) \equiv z), \tag{3.12}$$
where t is again a complex parameter running over the disk $\Delta$ .
Denote by S(k) and $\Sigma(k)$ the subclasses of S and $\Sigma$ containing the function with k-quasiconformal extensions to $\Delta^*$ and $\Delta$ , respectively, and put
$$S^0 := \bigcup_k S(k), \quad \Sigma^0 := \bigcup_k \Sigma(k).$$
Proposition 3.3 · coeff
Proposition 3.3. (a) If a function belongs to, then for any the map belongs to. This bound for the smallest dilatations of possible…
Proposition 3.3. (a) If a function $F(z) = z + b_0 + b_1 z^{-1} + \dots$ belongs to $\Sigma(k)$ , then for any $t \in \Delta$ the map $F_t(z) = tF(t^{-1}z)$ belongs to $\Sigma(k|t|^2)$ . This bound
$$\|\mu_{F_t}\|_{\infty} \le k|t|^2 \tag{3.13}$$
for the smallest dilatations of possible quasiconformal extensions $F_t^{\mu}$ of $F_t$ is sharp. If the equality $\|\mu_{F_t}\|_{\infty} = k|t|^2$ occurs for some $t_0 \neq 0$ , then it holds for all $t \in \Delta$ . This occurs only for the maps
$$F^{0}(z) = z + b_{0} + b_{1}z^{-1} \quad with \quad |b_{1}| = k,$$
(3.14)
for which $F_t^0(z) = z + b_0 t + b_1 t^2/z$ and the extremal extensions onto $\Delta$ are of the form $F_t^0(z) = z + b_0 t + k t^2 \overline{z}$ .
(b) If $F(z) = z + b_0 + b_p z^{-p} + b_{p+1} z^{-(p+1)} + \dots$ ( $b_p \neq 0$ ) for some integer p > 1, then $k(F_t) \leq k|t|^{p+1}$ . This bound is also sharp; the equality $k(F_t) = k|t|^{p+1}$ is attained on the maps
$$F_p^0(z) = \left[F^0(z^{(p+1)/2}) - b_0\right]^{2/(p+1)} + c = z + c + \frac{2b_1}{p+1} \frac{1}{z^p} + \dots$$
$(|b_1| = k, c = \text{const}).$
The proof of this proposition for k=1 (which, in fact, we need) was given in [Kr2] along the lines of the Royden-Gardiner theorem on equality of the Kobayashi and Teichmüller metrics on Teichmüller spaces (see [GL], [Ro]). The case k<1 requires different arguments and relies on plurisubharmonic features of the Teichmüller metric of the universal Teichmüller space $\mathbf{T}$ (cf. [Kr4], [Kr5]).
Proposition 3.3 is rich in applications. Related problems were considered, for example, in [KK2], [Ku2].
For small |t|, there is the asymptotic estimate
$$k(F_t) = |b_1||t|^2 + O(|t|^3), \quad t \to 0,$$
(3.15)
which is sharp when $b_1 \neq 0$ ; it was obtained by Kühnau (see [KK2, p. 102]). The proof relies on the bound $|b_1| \leq k$ on $\Sigma(k)$ which holds for all $k \leq 1$ . These arguments break down in getting a sharp estimate in part (b). For the functions with expansions indicated there, the plurisubharmonicity of Teichmüller metric provides the estimate
$$k(F_t) = c_p |t|^{p+1} + o(|t|^{p+1}), \quad t \to 0,$$
with an implicit constant $c_p < 1$ depending on f. This estimate will not be used here.
In view of the importance of the equality (3.15), we provide its proof, which is somewhat different from [KK2] and sheds light on the geometric features.
For sufficiently small |t|, the map (3.12) admits the quasiconformal extension to $\Delta$ of the form
$$\widehat{F}_t(z) = z + b_0 t + b_1 t^2 \overline{z} + b_2 t^3 \overline{z}^2 + \dots$$
Its Beltrami coefficient is
$$\mu_{\widehat{F}_t}(z) = b_1 t^2 + 2b_2 t^3 \overline{z} + \dots ,$$
and $\|\mu_{\widehat{F}_{*}}\|_{\infty} = |b_{1}||t|^{2} + O(t^{3})$ . Consider the maps
$$F_t^*(z) = z + b_0 t + \frac{b_1 t^2}{z}, \quad t \in \Delta,$$
with $\mu_{\widehat{F}_t^*}(z) = |b_1||t|^2| \equiv \text{const.}$ Then
$$\|\mu_{\widehat{F}_t} - \mu_{\widehat{F}^*}\|_{\infty} = |b_2||t|^3 + O(t^4); \tag{3.16}$$
hence (cf. [Be1],[Kr1]),
$$||S_{F_t} - S_{F_t^*}||_{\mathbf{B}} = O(t^3),$$
and therefore the conformal map $\omega: \widehat{F}_t^(\Delta) \to \widehat{F}_t(\Delta)$ has a quasiconformal extension onto the complementary domain $\widehat{F}_t(\Delta)$ with dilatation $\|\mu_\omega\|_{\infty} = O(t^3)$ . Since $F_t$ is extremal in its class, the equality (3.16) implies (3.15).
We conclude this subsection with a remark that any two maps with the same Schwarzian derivative $S_F$ on $\Delta^*$ differ by a translation
$$w \mapsto w + b_0, \tag{3.17}$$
which preserves the Beltrami coefficients $\mu$ and hence the dilatations of quasiconformal extensions of F; accordingly, the functions $f_1, f_2 \in S^0$ having equal Schwarzian derivative in $\Delta$ are obtained one from another by a fractional linear map of the form
$$w \mapsto \frac{w}{1 - \alpha w} = w + \alpha w^2 + \cdots, \tag{3.18}$$
whose quantity $\alpha$ is determined by $a_2$ .
3.4. Dependence on the parameter. The following required statement is a somewhat special case of the classical Ahlfors-Bers theorem,.
Proposition 3.4
Proposition 3.4. Let be, respectively, a continuous, smooth or holomorphic -function of a complex parameter t, with. Then, for any complete…
Proposition 3.4. Let $t \mapsto \mu(z;t)$ be, respectively, a continuous, $C^p$ smooth or holomorphic $L_{\infty}(\mathbb{C})$ -function of a complex parameter t, with $\|\mu(\cdot,t)\|_{\infty} < 1$ . Then, for any complete normalization of quasiconformal automorphisms $w^{\mu(\cdot,t)}$ of $\widehat{\mathbb{C}}$ , their distributional derivatives $\partial_z w^{\mu(\cdot,t)}$ and $\partial_{\overline{z}} w^{\mu(\cdot,t)}$ are, respectively, continuous, $C^p$ smoothly $\mathbb{R}$ -differentiable and holomorphic in t as $L_p$ functions with appropriate p > 2. Consequently, the map $t \mapsto w^{\mu(\cdot,t)}(z)$ is $C^p$ smooth as an element of $C(\overline{\Delta_R})$ for any $R < \infty$ (where $\Delta_R = \{z : |z| < R\}$ ).
For the proof see, e.g., [AB]; [Kr1, Ch. 2].
3.5. Integral Gaussian curvature and circularly symmetric metrics. It follows from (3.6) that a (generically nonsmooth) conformal Finsler metric $ds = \lambda(z)|dz|$ with $\lambda(z) \geq 0$ of generalized Gaussian curvature at most -K, K > 0, satisfy the inequality
$$\Delta \log \lambda \ge K\lambda^2,\tag{3.19}$$
with the generalized Laplacian (3.7). We shall use its integral generalization due to Royden [Ro2].
A conformal metric $\lambda(z)|dz|$ in a domain G on $\mathbb{C}$ (more generally, on a Riemann surface) has the curvature less than or equal to K in the supporting sense if for each K' > K and each $z_0$ with $\lambda(z_0) > 0$ , there is a $C^2$ -smooth supporting metric $\widetilde{\lambda}$ for $\lambda$ at $z_0$ (i.e., such that $\widetilde{\lambda}(z_0) = \lambda(z_0)$ and $\widetilde{\lambda}(z) \leq \lambda(z)$ in a neighborhood of $z_0$ ) with $\kappa[\widetilde{\lambda}](z_0) \leq K'$ (cf. [Ah], [He]).
A metric $\lambda$ has curvature at most K in the potential sense at $z_0$ if there is a disk U about $z_0$ in which the function
$$\log \lambda + K \operatorname{Pot}_{U}(\lambda^{2}),$$
where $Pot_U$ denotes the logarithmic potential
$$\operatorname{Pot}_{U} h = \frac{1}{2\pi} \int_{U} h(\zeta) \log |\zeta - z| d\xi d\eta \quad (\zeta = \xi + i\eta),$$
is subharmonic. One can replace U by any open subset $V \subset U$ , because the function $\operatorname{Pot}_U(\lambda^2) - \operatorname{Pot}_V(\lambda^2)$ is harmonic on U. Note that having curvature at most K in the potential sense is equivalent to $\lambda$ satisfying (3.19) in the sense of distributions.
The following important lemma is proven in [Ro2].
Lemma 3.5 · radius
Lemma 3.5. If a conformal metric has curvature at most K in the supporting sense, then it has curvature at most K in the potential sense.…
Lemma 3.5. If a conformal metric has curvature at most K in the supporting sense, then it has curvature at most K in the potential sense.
Note also that, in view of the rotational symmetry of disks $\Delta(S_F)$ , the restrictions of the differential Kobayashi metric and of a metric constructed in the proof below admit certain nice properties. Both metrics are subharmonic and circularly symmetric (radial) on $\Delta$ , i.e., depend only on r = |z|. Any such metric $\lambda(r)$ on $\Delta$ has one-sided derivatives for each r < 1, $\lambda'(0) \ge 0$ , and $r\lambda'(r)$ is monotone increasing. In addition, if $\lambda(r)$ has curvature at most -4 in the potential sense on $\Delta$ , then $\lambda(0) \le 1$ , and the equality can only occur if $\lambda(r) = 1/(1-r^2)$ for all r (cf. [Ro2]).
3.6. Frame maps and Strebel points. Let F<sup>0</sup> := F <sup>µ</sup><sup>0</sup> ∈ Σ <sup>0</sup> be an extremal representative of its equivalence class [F0] with dilatation
$$k(F_0) = \|\mu_0\|_{\infty} = \inf\{k(F^{\mu}) : F^{\mu}|S^1 = F_0|S^1\} = k,$$
and assume that there exists in this class a quasiconformal map F<sup>1</sup> whose Beltrami coefficient µ<sup>F</sup><sup>1</sup> satisfies the strong inequality
$$\operatorname{ess\,sup}_{A_r} |\mu_{F_1}(z)| < k$$
in some annulus A<sup>r</sup> := {z : r < |z| < 1}. Then F<sup>1</sup> is called a frame map for the class [F0] and the corresponding point of the space T is called a Strebel point.
The following two results are fundamental in the theory of extremal quasiconformal maps and Teichm¨uller spaces.
Proposition 3.6 · coeff
Proposition 3.6. [ ](#page-22-2) If a class [F] has a frame map, then the extremal map F<sup>0</sup> in this class is unique and either…
Proposition 3.6. [\[St\]](#page-22-2) If a class [F] has a frame map, then the extremal map F<sup>0</sup> in this class is unique and either conformal or a Teichm¨uller map with Beltrami coefficient of the form
$$\mu_0 = k|\psi_0|/\psi_0 \tag{3.20}$$
on ∆ (and equal to zero on ∆<sup>∗</sup> ), defined by an integrable holomorphic function (quadratic differential) ψ on ∆ and a constant k ∈ (0, 1).
This holds, for example, when the curves F(S 1 ) are asymptotically conformal; this case includes all smooth curves.
Proposition 3.7
Proposition 3.7. [ ](#page-21-8) The set of Strebel points is open and dense in T. Note also that the extremal Teichm¨uller disks are…
Proposition 3.7. [\[GL\]](#page-21-8) The set of Strebel points is open and dense in T.
Note also that the extremal Teichm¨uller disks
$$\Delta(\psi_0) = \{ \phi_{\mathbf{T}}(t|\psi_0|/\psi_0) : t \in \Delta \}$$
are geodesic for both Teichm¨uller and Kobayashi distances on T.
3.7. Special quasiconformal deformations. We will use also special quasiconformal maps of the plane, which are conformal on a given set and take the prescribed values with their derivatives (see [Kr1, Ch. 4]).
Proposition 3.8 · coeff
Proposition 3.8. Let <sup>D</sup> be a simply connected domain on the Riemann sphere <sup>C</sup>b. Assume that there are a set E of…
Proposition 3.8. Let <sup>D</sup> be a simply connected domain on the Riemann sphere <sup>C</sup>b. Assume that there are a set E of positive two-dimensional Lebesgue measure and a finite number of points z1, z2, ..., z<sup>n</sup> distinguished in D. Let α1, α2, ..., α<sup>n</sup> be non-negative integers assigned to z1, z2, ..., zn, respectively, so that α<sup>j</sup> = 0 if z<sup>j</sup> ∈ E.
Then, for a sufficiently small ε<sup>0</sup> > 0 and ε ∈ (0, ε0), and for any given collection of numbers wsj , s = 0, 1, ..., α<sup>j</sup> , j = 1, 2, ..., n which satisfy the conditions w0<sup>j</sup> ∈ D,
$$|w_{0j} - z_j| \le \varepsilon$$
, $|w_{1j} - 1| \le \varepsilon$ , $|w_{sj}| \le \varepsilon$ $(s = 0, 1, \dots a_j, j = 1, \dots, n)$ ,
there exists a quasiconformal self-map h<sup>ε</sup> of D which is conformal on D \ E and satisfies
$$h_{\varepsilon}^{(s)}(z_j) = w_{sj}$$
for all $s = 0, 1, ..., \alpha_j, j = 1, ..., n$ .
Moreover, the Beltrami coefficient µ<sup>h</sup><sup>ε</sup> (z) = ∂zhε/∂zh<sup>ε</sup> of h<sup>ε</sup> on E satisfies kµ<sup>h</sup>εk<sup>∞</sup> ≤ Mε. The constants ε<sup>0</sup> and M depend only upon the sets D, E and the vectors (z1, ..., zn) and (α1, ..., αn).
If the boundary ∂D is Jordan or is C l+α -smooth, where 0 < α < 1 and l ≥ 1, we can also take z<sup>j</sup> ∈ ∂D with α<sup>j</sup> = 0 or α<sup>j</sup> ≤ l, respectively.
This is a special case of a general theorem for the Riemann surfaces of a finite analytical type also proved in [\[Kr1\]](#page-21-11).
Lemma 4.1 · coeff
Lemma 4.1. The space is a bounded domain in the Banach product space, and its defining projection is a holomorphic split submersion (which…
Lemma 4.1. The space $\mathcal{F}(\mathbf{T})$ is a bounded domain in the Banach product space $\mathbf{B} \times \Delta(0, 2)$ , and its defining projection $\pi_{\mathcal{F}}$ is a holomorphic split submersion (which means that $\pi_{\mathcal{F}}$ has local holomorphic sections).
Proof. The boundedness and connectedness of $\mathcal{F}(\mathbf{T})$ are trivial. To prove that it is open, we shall use a theorem of Bers [Be1] obtained from the inverse function theorem.
Consider a simply connected hyperbolic domain D in $\widehat{\mathbb{C}}$ , and the corresponding space $\mathbf{B}(D)$ . The Bers theorem asserts that if D is a quasidisk with a complementary domain $D^*$ , then, for some $\varepsilon > 0$ , there exists an antiholomorphic homeomorphism $\tau$ (with $\tau(\mathbf{0}) = \mathbf{0}$ ) of the ball
$$V_{\varepsilon} = \{ \varphi \in \mathbf{B}(D) : \|\Phi\| < \varepsilon \}$$
into $\mathbf{B}(D^)$ such that every $\Phi \in V_{\varepsilon}$ is the Schwarzian derivative of some univalent function W that is the restriction to D of a quasiconformal automorphism $\widehat{W}$ of $\widehat{\mathbb{C}}$ with harmonic Beltrami differential in $D$ , i.e., of the form
$$\mu_{\widehat{W}}(z) = \lambda_{D^*}^2(z)\overline{\Psi(z)}, \quad \Psi = \tau(\Phi). \tag{4.4}$$
Let us denote these quasiconformal maps by $\widehat{W}_{\Psi}$ .
Take a point $(\varphi, a_2) \in \mathcal{F}(\mathbf{T})$ defining a function
$$f(z) = z + a_2 z^2 + \dots \in S^0.$$
Let f(1) = c. We can construct the indicated maps $\widehat{W}_{\Psi}$ for the domain $D = f(\Delta)$ and normalize them by $W_{\Psi}(0) = 0$ , $W'_{\Psi}(0) = 1$ , $W_{\Psi}(c) = c$ .
Consider the composite maps $\widehat{W}_{\Psi} \circ f$ . The chain rules for the Schwarzian derivatives and for Beltrami differentials imply
$$S_{\widehat{W}_{\Psi} \circ f} = (S_{\widehat{W}_{\Psi}} \circ f) (\widehat{W}_{\Psi}')^{2} + S_{f},$$
$$\mu_{\widehat{W}_{\Psi} \circ f} = \frac{\mu_{f} + (\mu_{\widehat{W}_{\Psi}} \circ f) \sigma_{f}}{1 + \overline{\mu_{f}} (\mu_{\widehat{W}_{\tau}} \circ f) \sigma_{f}}, \quad \sigma_{f} = \frac{\overline{\partial_{z} f}}{\overline{\partial_{z} f}},$$
$$(4.5)$$
and it follows that, for a fixed f, both $S_{\widehat{W}_{\Psi} \circ f}$ and $\mu_{\widehat{W}_{\Psi} \circ f}$ depend holomorphically on $\mu_{\widehat{W}_{\Psi}}$ and on $S_{\widehat{W}_{\Psi}}$ as elements of $\mathbf{B}(D)$ and of $L_{\infty}(D)$ , respectively. Then the coefficients, of the normalized maps $\widehat{W}_{\Psi} \circ f$ , in particular $a_2(\widehat{W}_{\Psi} \circ f)$ , also are nonconstant holomorphic functions of $\mu_{\widehat{W}_{\Psi}}$ and of $S_{\widehat{W}_{\Psi}}$ .
Consequently, for sufficiently small $\varepsilon_0 > 0$ , all these composite maps $\widehat{W}_{\Psi} \circ f$ with $||S_{\widehat{W}_{\Psi}}|| < \varepsilon_0$ belong to $S^0$ , and the points
$$\left(S_{\widehat{W}_{\Psi} \circ f}(1/z)1/z^4, a_2(\widehat{W}_{\Psi} \circ f)\right)$$
belong to $\mathcal{F}(\mathbf{T})$ and determine a local holomorphic section $s_1$ of the projection $\pi_{\mathcal{F}}$ so that $\pi_{\mathcal{F}} \circ s_1 = \mathrm{id}$ . We are done.
The following rather surprising lemma reveals the shape of the fibers $\pi_{\mathcal{F}}^{-1}(\varphi)$ explicitly. Let us normalize the maps $F^{\tilde{\mu}} \in \Sigma^0$ , for example, by $F^{\tilde{\mu}}(0) = 0$ (passing to $F^{\tilde{\mu}}(z) - F^{\tilde{\mu}}(0)$ ).
Lemma 4.2 · coeff
Lemma 4.2. For each, the fiber where F denotes the ratio of two independent solutions of the equation in normalized as indicated above, and…
Lemma 4.2. For each $\varphi = S_F \in \mathbf{T}$ , the fiber
$$\pi_{\mathcal{F}}^{-1}(S_F) = \widetilde{F}(\Delta) = \widehat{\mathbb{C}} \setminus F(\Delta^*), \tag{4.6}$$
where F denotes the ratio of two independent solutions of the equation $2\eta'' + S_F \eta = 0$ in $\Delta^*$ normalized as indicated above, and $\widetilde{F}$ is any of its quasiconformal extensions to $\Delta$ .
Indeed, the admissible values of $-b_0 = a_2^{\mu}$ in (3.15) and (4.3) run over the closed simply connected domain $F^{\widetilde{\mu}}(\Delta) = \widehat{\mathbb{C}} \setminus F^{\widetilde{\mu}}(\Delta^)$ . For any such value, $F(z) \neq 0$ on $\Delta$ and hence, F belongs to $\Sigma$ and $f(z) = 1/F(1/z) \in S$ .
It follows from this lemma that $\mathcal{F}(\mathbf{T})$ is holomorphically isomorphic to the universal Bers fiber space $B(\mathbf{T})$ over the space $\mathbf{T}$ , which plays an important role in the Teichmüller space theory and its applications (see e.g., [Be2]).
Lemma 5.1 · coeff
Lemma 5.1. The functional is holomorphic on. Proof. We must show that is holomorphic on the intersections of domain with the complex lines…
Lemma 5.1. The functional $\widetilde{J}_n$ is holomorphic on $\mathcal{F}(\mathbf{T})$ .
Proof. We must show that $\widetilde{J}_n$ is holomorphic on the intersections of domain $\mathcal{F}(\mathbf{T})$ with the complex lines passing through any of its points $(S_F, a_2)$ .
Let $D$ be a simply connected hyperbolic domain on the Riemann sphere $\widehat{\mathbb{C}}$ containing the point at infinity and $D = \widehat{\mathbb{C}} \setminus \overline{D}$ . Consider the univalent functions F(w) on $D^*$ with expansions
$$F(w) = w + \alpha + O(w^{-1}) \quad \text{near} \quad w = \infty,$$
which admit quasiconformal extensions $F^{\nu}$ to $\widehat{\mathbb{C}}$ . The well-known variational formulas for quasiconformal maps imply that for small $\|\nu\|_{\infty}$ such functions are represented by
$$F^{\nu}(w) = w + \alpha - \frac{1}{\pi} \iint_{D} \frac{\nu(\zeta)}{\zeta - w} d\xi d\eta + O(\|\mu\|^2) \quad (\zeta = \xi + i\eta),$$
where the estimate of remainder is uniform on compact sets in $\mathbb{C}$ . Taking the domains $D^ = F^{\mu}(\Delta^)$ and the maps $F^{\mu+t\nu} \in \Sigma^0$ , one obtains the representation
$$F^{\mu+t\nu}(z) = F^{\mu}(z) + \alpha - \frac{1}{\pi} \iint_{F^{\mu}(\Delta)} \frac{\lambda_{\mu}(\zeta)}{\zeta - F^{\mu}(z)} d\xi d\eta + O(t^2), t \to 0, \tag{5.2}$$
where the estimate of remainder depends on $\mu$ (and is uniform for $\|\mu\|_{\infty} \leq k < 1$ ). Similar to (4.5),
$$\lambda_{\mu} = \frac{\mu + t(\nu \circ F^{\mu}) \ \sigma_{F^{\mu}}}{1 + \overline{\mu} \ t(\nu \circ F^{\mu}) \ \sigma_{F^{\mu}}}$$
(which equals zero on $F^{\mu}(\Delta^*)$ ). The equality (5.2) implies that coefficients of $F^{\mu}$ are holomorphic separately in $\nu$ and in $\alpha$ and continuous jointly in $(\nu, \alpha)$ in some neighborhood of any pair $(\nu_0, \alpha) \in \mathbf{Belt}(F^{\mu}(\Delta)_1 \times \mathbb{C}$ . Consequently, these coefficients are jointly holomorphic in the indicated neighborhood.
Then by (4.1), the coefficients $a_n$ of $f^{\mu+\nu} \in S^0$ also are holomorphic in $(\nu, \alpha)$ . Using the local holomorphic sections of the map
$$\mu \to S_{F^{\mu}}, \quad \mathbf{Belt}(\Delta)_1 \to \mathbf{T},$$
one obtains that each $a_n$ and hence $\widetilde{J}_n$ is holomorphic in both variables $S_{F^{\mu}}$ and $\alpha = a_2$ , which is what was stated.
Remark. An alternate proof of this lemma can be obtained representing the maps $F^{\mu}(z) = z + b_0 + b_1 z^{-1} + \cdots \in \Sigma^0$ on $\Delta^*$ as ratios $F^{\mu} = \eta_2/\eta_1$ of two independent holomorphic solutions of the equation
$$2\eta'' + \varphi \eta = 0, \quad \varphi = S_{F^{\mu}}, \tag{5.3}$$
normalized by
$$\eta_1(z) = \frac{1}{z} + \frac{c_2}{z^2} + \dots, \quad \eta_2(z) = 1 + \frac{d_1}{z} + \dots.$$
The coefficients $b_n$ of $F^{\mu}$ depend holomorphically on $\varphi$ , which, together with (4.1), again implies that $\widetilde{J}_n$ is holomorphic in $S_F$ and $a_2$ .
Step 2. Enveloping functional. First we normalize $\widetilde{J}_n$ to get a functional mapping $\mathcal{F}(\mathbf{T})$ into the unit disk, letting
$$\widetilde{J}_n^0(S_F, a_2) = \frac{\widetilde{J}_n(S_F, a_2)}{M_n}, \text{ with } M_n = \max_{\mathbf{S}} |J_n(f)|.$$
Now take the upper envelope
$$\mathcal{J}_n(S_F) = \sup_{a_2 \in \pi_F^{-1}(S_F)} |\widetilde{J}_n^0(S_F, a_2)|^{2/p(n-1)}$$
(5.4)
followed by its upper regularization (3.10). The assumption that $J_n(S_F, a_2)$ does not have the free terms $a_2^m$ , $2 \le m \le p(n-1)$ (that is, the terms independent on $S_F$ ) ensures that enveloping functional $\mathcal{J}_n$ depends only on the Schwarzian derivatives $S_F$ , thus descends to the underlying space $\mathbf{T}$ , and satisfies
$$\mathcal{J}_n(S_F) \to 0$$
as $S_F \to \mathbf{0}$ .
This functional does not inherit the property to be homogeneous with respect to homotopy (2.2), but it also is circularly symmetric on each disk $\Delta(S_F)$ , i.e., $\mathcal{J}_n(S_{F_t}) = \mathcal{J}_n(S_{F_{|t|}})$ . Note also that $\mathcal{J}_n$ is weakly continuous on $\mathbf{S}$ , which means its continuity in the topology of local uniform convergence on $\Delta^*$ .
Lemma 4.2 allows one to define the enveloping functional in a somewhat other way, more convenient for the following considerations.
Let us normalize the maps $F^{\widetilde{\mu}} \in \Sigma^0$ again by $F^{\widetilde{\mu}}(0) = 0$ and consider only the boundary points of the domains (4.6). Proposition 3.4 implies that, for every fixed $z_0 \in S^1 = \partial \Delta^*$ , the image
$$L(z_0) = \{ F_{\varphi}(z_0) : \varphi \in \mathbf{T} \} : \mathbf{T} \to \mathbb{C}$$
is a complex holomorphic curve over the space T whose points are uniquely determined by the Schwarzians $\varphi = S_F \in \mathbf{T}$ .
Select on the unit circle S <sup>1</sup> an everywhere dense subset
$$e = \{z_1, z_2, \dots, z_m, \dots\}.$$
This determines a sequence of holomorphic maps
$$J_{n,m}(S_{F^{\widetilde{\mu}}}) := \widetilde{J}_n^0(S_{F^{\widetilde{\mu}}}, F^{\widetilde{\mu}}(z_m)) : \mathbf{T} \to \Delta \quad (m = 1, 2, \dots; n \text{ fixed}).$$
(5.5)
Now put
$$\mathcal{J}_n(S_F) = \sup_{m} |J_{n,m}(S_F)|^{2/p(n-1)}.$$
(5.6)
This definition of Jn(S<sup>F</sup> ) is equivalent to (5.4), which follows from Lemma 5.1 and from the maximum principle for holomorphic functions with values in the Banach spaces.
For simplicity of notation, we shall use, in what follows, the notation J instead of Jn; this does not cause any misunderstanding.
Lemma 5.2 · coeff
Lemma 5.2. The functional J (S<sup>F</sup> ) is logarithmically plurisubharmonic on T. Proof. We have to show that the function is upper…
Lemma 5.2. The functional J (S<sup>F</sup> ) is logarithmically plurisubharmonic on T.
Proof. We have to show that the function
$$u = \log \mathcal{J}(S_F): \mathbf{T} \to [-\infty, 0)$$
is upper semicontinuous on T and satisfies at each point ϕ<sup>0</sup> = S<sup>F</sup><sup>0</sup> ∈ T the mean value inequality
$$u(\varphi_0) \le \frac{1}{2\pi} \int_0^{2\pi} u(\varphi_0 + \rho \omega e^{i\theta}) d\theta$$
(5.7)
for any ω ∈ B and sufficiently small ρ > 0 (or an equivalent condition which provides plurisubharmonicity).
Take the complex line l<sup>ω</sup> = {ϕ<sup>0</sup> + tω : t ∈ C} passing through the points ϕ<sup>0</sup> and ω; the intersection
$$\Omega(\varphi_0) = l_\omega \cap \mathbf{T}$$
is a planar region (in the generic case, not connected). By Zhuravlev's theorem (see [KK1, Part 1, Ch. V]; [Zh]), each connected component of Ω(ϕ0) is simply connected.
We take the component Ω0(ϕ0) containing ϕ<sup>0</sup> and identify Ω0(ϕ0) with the corresponding range domain of t in C. Its points
$$\varphi_t = \varphi_0 + t\omega$$
determine a holomorphic family (over Ω0(ϕ0)) of univalent functions
$$F^(z,t) = z + b_0(t) + b_1(t)z^{-1} + \dots : \Delta^ \to \mathbb{C} \setminus \{0\}$$
(5.8)
obtained as the normalized solutions to the equations
$$(w''/w')' - (w''/w')^2 = \varphi_t$$
(or equivalently, as the ratios of independent solutions of 2u ′′ + ϕtu = 0) on ∆<sup>∗</sup> , which extend quasiconformally to ∆. The inequality (5.7) follows from the mean inequality for holomorphic functions (5.5):
$$\log |J_{n,m}(\varphi_0)| \leq \frac{1}{2\pi} \int_0^{2\pi} \log |J_{n,m}(\varphi_0 + \rho \omega e^{i\theta})| d\theta.$$
In addition, if a sequence $\{\varphi_p\}$ is convergent to $\varphi_0$ in T, one can select a subsequence subsequence $\{\varphi_{p_s}\}$ for which
$$\lim_{s \to \infty} \log \mathcal{J}(\varphi_{p_s}) = \limsup_{\varphi_n \to \varphi_0} \log \mathcal{J}(\varphi_p),$$
and the weak continuity of $\mathcal{J}$ on $\mathbf{S}$ implies
$$\lim_{s \to \infty} \log \mathcal{J}(\varphi_{p_s}) = \log \mathcal{J}(\varphi_0).$$
Lemma follows.
Note that plurisubharmonicity of $\mathcal{J}(S_F)$ can be also established, using its definition by (5.4), but this requires much more complicated arguments (cf. [Kr4], [Kr6]).
Step 3. Enveloping metric. Consider the zero-set
$$Z_{\mathcal{J}} = \bigcup_{m} \{ S_F \in \mathbf{T} : J_{n,m}(S_F) = 0 \};$$
(5.9)
it will play an essential role in our considerations. This set is nonwhere dense in $\mathbf{T}$ (which assumes that its complement is dense everywhere in $\mathbf{T}$ ); this follows easily from Proposition 3.8.
Indeed, if a function $f \in S^0$ is such that the Schwarzian $S_{F_f}$ lies in $Z_{\mathcal{J}}$ , one can choose a set E indicated in Proposition 3.8 so that it is located in the domain $\widehat{\mathbb{C}} \setminus f(\Delta)$ and construct the appropriate quasiconformal automorphisms $h_{\varepsilon}$ of $\widehat{\mathbb{C}}$ with $h_{\varepsilon}(0) = 0$ , $h'_{\varepsilon}(0) = 1$ so that the composed maps $h_{\varepsilon} \circ f$ have coefficients $a_n(h_{\varepsilon} \circ f)$ running over a whole neighborhood of 0. This implies that complementary set $\mathbf{T} \setminus Z_{\mathcal{J}}$ is dense everywhere.
Note that the nondensity of the set (5.9) can be established also by using the uniqueness theorem for holomorphic functions in Banach spaces.
Consider first the holomorphic disks in $\mathbf{T}$ , which touch the zero-set (5.9) only at the origin $\varphi = \mathbf{0}$ of $\mathbf{T}$ , and call such disks distinguished.
Let $\mathcal{D} = h(\Delta)$ be a distinguished disk, and $h'(\zeta) \neq \mathbf{0}$ on $\Delta \setminus \{0\}$ . Take the restriction of $J_{n,m}(\varphi)$ to $\mathcal{D}$ and consider its root
$$g_m(\zeta) := J_{n,m}(\zeta)^{2/p(n-1)}.$$
(5.10)
This function is at most p(n-1)/2-valued on the disk $\mathcal{D}$ with a single algebraic branch point at its center $\zeta = 0$ . Take a single-valued branch of this function in a neighborhood $U_0 \subset \mathcal{D}$ of a point $\zeta_0 \neq 0$ and apply the selected branch to pulling back the hyperbolic metric (3.2) to this neighborhood $U_0$ . Continuing this branch holomorphically, one generates a conformal metric $ds = \lambda_{q_m}(\zeta)|d\zeta|$ on the whole disk $\mathcal{D}$ , with
$$\lambda_{g_m}(\zeta) = g_m^* \lambda_{\Delta}(\zeta) = \frac{|g_m'(\zeta)|}{1 - |g_m(\zeta)|^2}.$$
(5.11)
This metric does not depend on the choices of the initial branch and of $U_0$ . Each metric $\lambda_{g_m}$ is logarithmically subharmonic on $\mathcal{D}$ , and its Gaussian curvature equals -4 at noncritical points on the punctured disk $\mathcal{D}_* = \mathcal{D} \setminus \{h(0)\}$ .
Now consider the upper envelope of these metrics
$$\lambda_{\mathcal{J}}(\zeta) = \sup_{m} \lambda_{g_m}(\zeta) \tag{5.12}$$
followed by its upper semicontinuous regularization. This determines a logarithmically subharmonic Finsler metric on D, which can be verified by the same arguments as for the functional J . The curvature properties of λ<sup>J</sup> are established by the following lemma.
Lemma 5.3
Lemma 5.3. On every distinguished holomorphic disk D, the curvature of metric λJ<sup>b</sup> is less than or equal −4 in all the senses…
Lemma 5.3. On every distinguished holomorphic disk D, the curvature of metric λJ<sup>b</sup> is less than or equal −4 in all the senses defined above: as the generalized Gaussian curvature (3.6), in supporting sense and in potential sense.
Proof. Let D = h(∆) with holomorphic ϕ = h(ζ). In a neighborhood U<sup>0</sup> of a point ϕ<sup>0</sup> = h(ζ0) ∈ D with h ′ (ζ0) 6= 0, take a convergent sequence of maps (5.10) such that
$$\lim_{p\to\infty}g_{m_p}(\varphi_0)=\mathcal{J}(\varphi_0),\quad \varphi_0=h(\zeta_0).$$
The limit function g<sup>0</sup> of this sequence also satisfies g ′ 0 (ζ0) 6= 0 and determines on U<sup>0</sup> a conformal metric
$$\lambda_{g_0}(\zeta) = \frac{|g_0'(\zeta)|}{1 - |g_0(\zeta)|^2}$$
of constant curvature −4. This metric is supporting for λ<sup>J</sup> at ζ0, i.e., λ<sup>g</sup><sup>0</sup> (ζ0) = λ<sup>J</sup> (ζ0) and λ<sup>g</sup><sup>0</sup> (ζ) ≤ λ<sup>J</sup> (ζ) on U0, which implies that the curvature of λ<sup>J</sup> in the supporting sense (and then by Lemma 3.2 also in the potential sense) is less than or equal −4.
In addition, we get that the ratio log <sup>λ</sup>g<sup>0</sup> λ<sup>J</sup> has a local maximum at the point ζ<sup>0</sup> and hence,
$$\Delta \log \frac{\lambda_{g_0}}{\lambda_{\mathcal{J}}}(\zeta_0) = \Delta \log \lambda_{g_0}(\zeta_0) - \Delta \log \lambda_{\mathcal{J}}(\zeta_0) \le 0.$$
This implies
$$-\frac{\Delta \log \lambda_{\mathcal{J}}(\zeta_0)}{\lambda_{\mathcal{J}}(\zeta_0)^2} \le -\frac{\Delta \log \lambda_{g_0}(\zeta_0)}{\lambda_{g_0}(\zeta_0)}^2,$$
and the desired inequality κ[λ<sup>J</sup> ] ≤ −4 in the general sense on D also follows.
It is clear that the enveloping metric λ<sup>J</sup> can be determined also on holomorphic disks which intersect the set (5.9) (especially, on the extremal Teichm¨uller disks). Then the above assertions on the curvatures remain in force only for its noncritical points (where λ<sup>J</sup> (ζ) 6= 0).
The following two key lemmas are the basic ingredients of the proof of Theorem 2.1. The first one relates to the fact that the inequality κ[λ<sup>J</sup> ] ≤ −4 in the supporting and potential senses allows us to compare this metric with the differential Kobayashi metric K<sup>T</sup> or equivalently, with the canonical Finsler structure FT. From geometric point of view, this yields a weakened infinitesimal version of Theorem 2.1.
Lemma 5.4
Lemma 5.4. On any Teichm¨uller disk ∆(ψ0), the metric λ<sup>J</sup> and the differential Kobayashi metric λ<sup>K</sup> of T are related by…
Lemma 5.4. On any Teichm¨uller disk ∆(ψ0), the metric λ<sup>J</sup> and the differential Kobayashi metric λ<sup>K</sup> of T are related by
$$\lambda_{\mathcal{J}}(\zeta) \le \lambda_{\mathcal{K}}(\zeta). \tag{5.13}$$
If equality holds for one value of ζ, then it holds identically.
Proof. First consider a distinguished disk ∆(ψ0) and note that the differential Kobayashi metric λ<sup>K</sup> on ∆(ψ0) coincides with the Finsler structure (3.5) and is equal to the hyperbolic metric (3.2) on the unit disk. Since the curvature of λ<sup>J</sup> is at most −4 at noncritical points in the supporting sense, the inequality (5.13) follows from the Ahlfors-Schwarz lemma. The case of equality is a consequence of Lemmas 3.3 and 5.3 (it follows also from the results of [He], [Mi]).
In the case of an arbitrary Teichmüller disk, one can use a strong approximation of the tangent vector to $\Delta(\psi_0)$ at the origin (equivalently, of the corresponding Schwarzian $\frac{d}{d\zeta}\phi_{\mathbf{T}}(\zeta|\psi_0|/\psi_0)|_{\zeta=0}$ ).
Step 4. Reconstruction of $\mathcal{J}$ by $\lambda_{\mathcal{J}}$ . The following two lemmas show how the enveloping functional can be reconstructed from the induces metric $\lambda_{\mathcal{J}}$ , on Strebel's points in $\mathbf{T}$ .
Lemma 5.5
Lemma 5.5. On any distinguished Teichmüller disk, we have the equality (5.14) for each r < 1. The proof closely follows the proof of Lemma…
Lemma 5.5. On any distinguished Teichmüller disk $\Delta(\psi_0) = \{\phi_{\mathbf{T}}(t\mu_0) : t \in \Delta\}$ , we have the equality
$$\tanh^{-1}[\mathcal{J}(S_{F^{r\mu_0}})] = \int_0^r \lambda_{\mathcal{J}}(t)dt$$
(5.14)
for each r < 1.
The proof closely follows the proof of Lemma 3.3 in [Kr6]. Put $F_0 = F^{r\mu_0}$ and consider the covers
$$\mathbf{j}_m(\mu) = J_{n,m} \circ \phi_{\mathbf{T}}(\mu) : \mathbf{Belt}(\Delta)_1 \to \Delta$$
of the maps (5.5) for $\varphi = \phi_{\mathbf{T}}(\mu) \in \Delta(\psi_0)$ . For any appropriate $\mathbf{j}_m$ , we have the equalities
$$\tanh^{-1}[\mathbf{j}_{m}(\varrho)] = \int_{0}^{\mathbf{j}_{m}(\varrho)} \frac{|dt|}{1 - |t|^{2}} = \int_{0}^{\mathbf{j}_{m}(\varrho)} \frac{|dt|}{1 - |t|^{2}} = \int_{0}^{\varrho} \lambda_{\mathbf{j}_{m}}(t)|dt| \quad (0 < \varrho < 1).$$
(5.15)
Indeed, one can subdivide the hyperbolic interval $[0, \mathbf{j}_m(\varrho)]$ onto subintervals, taking a finite partition $0 < \varrho_1 < \cdots < \varrho_{p-1} < \varrho_p = \varrho$ so that on each $[\varrho_{s-1}, \varrho_s]$ the map $\mathbf{j}_m$ is injective, and apply to these subintervals the equalities similar to (5.15).
It follows from (5.15) that
$$\tanh^{-1}[\mathcal{J}(S_{F_0})] = \sup_{m} \int_{0}^{r} \lambda_{\mathbf{j}_m}(t)|dt| = \int_{0}^{r} \sup_{m} \lambda_{\mathbf{j}_m}(t)|dt|.$$
(5.16)
The second equality in (5.16) is obtained by taking a monotone increasing subsequence of metrics
$$\lambda_1 = \lambda_{\mathbf{j}_{m_1}}, \ \lambda_2 = \max(\lambda_{\mathbf{j}_{m_1}}, \lambda_{\mathbf{j}_{m_2}}), \ \lambda_3 = \max(\lambda_{\mathbf{j}_{m_1}}, \lambda_{\mathbf{j}_{m_2}}, \lambda_{\mathbf{j}_{m_3}}), \ \dots$$
so that
$$\lim_{p \to \infty} \lambda_p(t) = \sup_{m} \lambda_{\mathbf{j}_m}(t).$$
Since the upper semicontinuous regularization of $\sup_{m} \lambda_{\mathbf{j}_{m}}$ can decrease the function, we get from (5.16)
$$\int_{0}^{r} \lambda_{\mathcal{J}}(t)|dt| \leq \tanh^{-1}[\mathcal{J}(S_{F_0})].$$
But for every $\mathbf{j}_m$ , we have $\lambda_{\mathbf{j}_m}(t) \leq \lambda_{\mathcal{J}}(t)$ , which yields the opposite inequality. Lemma follows.
For arbitrary Teichmüller disks we have a weaker result which is also sufficient for our goals.
Lemma 5.6
Lemma 5.6. On any Teichmüller disk on which does not vanish identically, we have the equality (5.14), provided that is sufficiently small.…
Lemma 5.6. On any Teichmüller disk $\Delta(\psi_0)$ on which $\mathcal{J}$ does not vanish identically, we have the equality (5.14), provided that $\varrho < 1$ is sufficiently small.
Indeed, in this case, we can use the initial equalities (5.15) for $0 < \rho < \rho_0$ , with sufficiently small $\rho_0$ such that at least one holomorphic map $j_m$ is injective on the disk $\{|t| < \rho_0\}$ and the disk $\{\phi_{\mathbf{T}}(t\mu_0) : |t| < \rho_0\} \subset \mathbf{T}$ touches the zero-set (5.9) only at the origin. Then the above arguments provide similarly the relation (5.14) for $r < \rho_0$ .
Step 5. Global estimating the enveloping functional. First, we are now in a position to compare the enveloping functional $\mathcal{J}$ with Green's function $g_{\mathbf{T}}(\mathbf{0},\varphi)$ and estimate its growth on $\mathbf{T}$ . The desired upper bound is given by
Lemma 5.7 · coeff
Lemma 5.7. For every, Proof. The case is trivial, so we must establish the inequality (5.17) only for points with. Lemmas 5.4 and 5.5 imply…
Lemma 5.7. For every $\varphi = S_F \in \mathbf{T}$ ,
$$\log \mathcal{J}(\varphi) \le g_{\mathbf{T}}(\mathbf{0}, \varphi). \tag{5.17}$$
Proof. The case $\mathcal{J}(\varphi) = 0$ is trivial, so we must establish the inequality (5.17) only for points $\varphi$ with $\mathcal{J}(\varphi) \neq 0$ .
Lemmas 5.4 and 5.5 imply that the growth of $\mathcal{J}$ on the distinguished Teichmüller disks is estimated by
$$\mathcal{J}(S_F) = O(\operatorname{dist}(\mathbf{0}, S_F)) = O(\|S_F\|_{\mathbf{B}})$$
(and the middle term is estimated uniformly on compact subsets of these disks). This estimate provides that $\mathcal{J}(S_F)$ is an admissible plurisubharmonic function for comparison with Green's function $g_{\mathbf{T}}(\mathbf{0}, S_F)$ . The maximality of $g_{\mathbf{T}}(\mathbf{0}, S_F)$ among plurisubharmonic functions which such growth implies the inequality (5.17).
Now, let $\varphi_0$ be an arbitrary Strebel point in $\mathbf{T}$ . Then $\varphi_0 = \phi_{\mathbf{T}}(k_0|\psi_0|/\psi_0)$ , where $\psi_0 \in A_1(\Delta)$ and $k_0$ is defined from
$$d_{\Delta}(0, k_0) = d_{\mathbf{T}}(\mathbf{0}, \varphi_0).$$
Since the noncritical points of the functional $\mathcal{J}$ are dense on the disk $\Delta(\psi_0)$ , the relations (5.13), (5.14) and equalities (3.8) provide for the differences $\log \mathcal{J}(\varphi_1) - \log \mathcal{J}(\varphi_2)$ on $\Delta(\psi_0)$ the same estimates as in the above lemmas. These estimates give that the order of growth of the functional $\mathcal{J}(\varphi)$ on compact subsets of the disk $\Delta(\psi_0)$ is also logarithmical (and uniform), which implies, in turn, in a similar way that $\mathcal{J}(\varphi)$ is dominated by Green's function $g_{\mathbf{T}}(\mathbf{0}, \varphi)$ via (5.17). (Note that this result can be derived also combining Lemma 5.6 with homogeneity of the universal Teichmüller space $\mathbf{T}$ .)
Thereafter, applying Proposition 3.7 on density of Strebel points on $\mathbf{T}$ and the weak continuity of $\mathcal{J}(\varphi)$ (with respect to locally uniform convergence of $S_F$ on $\Delta^*$ ), one extends the inequality (5.17) to all points $\varphi \in \mathbf{T}$ . Lemma is proved.
Let us add some remarks to this lemma. The inequality (5.17) is one of the underlying facts in the proof of our main theorem. An arbitrary plurisubharmonic functional on T does not need to be dominated by $g_{\mathbf{T}}$ , and it is difficult to establish whether a given functional obeys this. It is essential in the proof of (5.17) that $\mathcal{J}$ is generated as upper envelope by a collection of holomorphic functions.
The key Lemma 5.7 allows one to find the extremal maps $f \in S$ maximizing simultaneously $\mathcal{J}(\varphi)$ and the initial functional $|J_n(S_{F_f}, a_2)|$ .
Let us consider the restrictions of these functionals onto holomorphic disks $\Delta(S_F) = h_f(\Delta)$ defined by (3.3). Consider first the maps $f \in S^0$ with
$$S_f(0) = 6(a_3 - a_2^2) \neq 0$$
(equivalently, $\lim_{z \to \infty} z^4 S_{F_f}(z) = -6b_1 \neq 0$ ). (5.18)
In this case, $h_f(0) = h'_f(0) = \mathbf{0}, \ h''_f(0) \neq \mathbf{0}.$
Combining the estimate (5.17) with Propositions 3.2 and 3.3 and with asymptotic equality (3.15), one obtains for $\mathcal{J}(S_F)$ , and simultaneously for the original functional $\widetilde{J}_n(S_F, a_2) = J_n(f)$ , the following estimates (cf. (5.4))
$$|\widetilde{J}_n^0(S_{F_t}, a_{2,t})^{2/p(n-1)}| \le \mathcal{J}(S_{F_t}) \le k(F_t) \le \frac{1}{6}|S_f(0)||t|^2 + O(|t|^3),$$
(5.19)
provided that |t| is sufficiently small. Here $a_{2,t} = a_2 t$ is the second coefficient of the homotopy map $f_t$ . The p(n-1)-homogeneity of $J^0(S_F, a_2)$ implies
$$\widetilde{J}_{n}^{0}(S_{F_{t}}, a_{2,t}) = t^{p(n-1)}\widetilde{J}_{n}^{0}(S_{F}, a_{2}), \quad |t| \leq 1$$
(where $a_2 = a_2(f)$ ). In view of this equality, the relations (5.19) yield
$$|\widetilde{J}_n^0(S_{F_f}, a_2)| \le \left(\frac{|S_f(0)|}{6}\right)^{p(n-1)/2} |t|^2 + O(|t|^3).$$
Letting $t \to 0$ , one derives the inequalities
$$|\widetilde{J}_n^0(S_{F_f}, a_2)| \le \left(\frac{|S_f(0)|}{6}\right)^{p(n-1)/2} \le 1.$$
(5.20)
In the case of an extremal function $f_0(z) = z + \sum_{n=0}^{\infty} a_n^0 z^n$ for $J_n(f)$ on S, the left-hand term in (5.20) must be equal to 1, hence
$$\frac{|\widetilde{J}_n(S_{F_0}, a_2^0)|}{M_n} = \mathcal{J}(S_{F_0})^{p(n-1)/2} = 1,$$
This is possible only if
$$\frac{1}{6}|S_{f_0}(0)| = |(a_2^0)^2 - a_3^0| = 1, (5.21)$$
and we know that such equality can only occur when $f_0$ either is the Koebe function $\kappa_{\theta}$ or it coincides with the odd function $\kappa_{2,\theta}$ defined by (1.4).
It remains to investigate the case of functions $f \in S$ with $S_f(0) = 0$ , whose inversions are of the form
$$F_f(z) = b_0 + b_m z^m + \dots, \quad m > 2;$$
this case has been omitted above. Any such function can be approximated (even in the norm of T) by $f^{\mu} \in S^0$ with $S_{f\mu}(0) \neq 0$ . Together with weak continuity of $J_n$ and $\mathcal{J}$ , this implies that the relations
$$\frac{|J_n(f)|}{M_n} \le \frac{|J_n(f_0)|}{M_n} = \mathcal{J}(S_{F_{f_0}})^{p(n-1)/2} = 1$$
$(f_0 \text{ extremal}) \text{ must hold for all } f \in S.$
In view of part (b) of Proposition 3.3, the dilatations of the homotopy functions (2.2) for $f \in S$ with $S_f(0) = 0$ satisfy
$$k(f_t) = k(F_{f_t}) \le |t|^3$$
.
Applying again the inequality (5.17) on the disk $\Delta(S_F)$ , one derives that any such function cannot be extremal for each of the functionals $\mathcal{J}(S_F)$ and $J_n(f)$ .
Finally, if the polynomial P in (2.1) vanishes identically, i.e., $J_n(f) = a_n^p - a_{p(n-1)+1}$ , then
$$|J_n(\kappa_{2\theta})| < 2,$$
while for the Koebe function,
$$|J_n(\kappa_\theta)| = n^p - p(n-1) - 1 > 2$$
provided that $n \geq 3$ and $p \geq 2$ . This completes the proof of Theorem 2.1.
Theorem 7.1 · coeff
Theorem 7.1. For any function and each n > 3, This bound is sharp, and the equality occurs only for the Koebe function. It is well-known…
Theorem 7.1. For any function $f \in S$ and each n > 3,
$$|a_n - a_2^{n-1}| \le 2^{n-1} - n.$$
This bound is sharp, and the equality occurs only for the Koebe function.
It is well-known that the Koebe function is extremal for many variational problems in the theory of conformal maps. Our geometric method and the equality (3.15) shed new light on this phenomenon. The following theorem provides another wide class of the functionals maximized by this function.
Theorem 7.2 · coeff
Theorem 7.2. Let J(f) be a nonconstant polynomial functional on the class S (where and ), whose representation in the class generated by…
Theorem 7.2. Let J(f) be a nonconstant polynomial functional
$$J(f) = P(a_2, \dots, a_n) = \sum_{|k|=1}^{N} c_{k_2,\dots,k_n} a_2^{k_2} \dots a_n^{k_n}$$
on the class S (where $|k| := k_2 + \ldots + k_n$ and $a_j = a_j(f)$ ), whose representation in the class $\Sigma$ generated by (4.1) does not contain free terms $c'_{k_2,0,\ldots,0}b_0^{k_2}$ , but contains nonzero terms with the coefficient $b_1$ of inversions $F_f$ . Then for all $f \in S$ , we have the sharp bound
$$|J(f)| \le |P(2,3,\ldots,n)|,$$
(7.1)
with equality for the Koebe function $\kappa_{\theta}$ . If, in addition,
$$|J(\kappa_{2,\theta})| < |P(2,3,\ldots,n)|,$$
then only the function $\kappa_{\theta}$ is extremal for J(f).
The examples of the well-known functionals $J(f) = a_2^2 - \alpha a_3$ with $0 < \alpha < 1$ , and $J(F_f) = b_n$ , n > 1, show that the assumptions concerning the initial coefficients $b_0$ and $b_1$ of $F_f$ cannot be omitted.
7.2. The main idea exploited above can be applied (after an appropriate modification) to estimating coefficients of multivalent functions. This will be given elsewhere.
Function classes studied:
Coefficient bounds & claims (3)
Machine-extracted from the paper text - useful for cross-referencing, not a verified fact.
coefficient_bound
|a_n^2 - a_{2n-1}| ≤ (n-1)**2 for class S (sharp) [Theorem 2.1]
coefficient_bound
|a_n - a_2^{n-1}| ≤ 2**(n-1) - n for class S (sharp) [Theorem 7.1]
function_family
Class S: Class of univalent holomorphic functions f on the unit disk with f(0)=0, f'(0)=1
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